ICH Guidelines with Special Emphasis on
Good Clinical Practice Guidelines (GCP)
Raghava Ramesh Narayana*, KP Shivalinge Gowda,
Syed Mansoor Ahamed and
Department
of Pharmacology,
ABSTRACT:
Good
Clinical Practice (GCP) is an international ethical and scientific quality
standard for the design, conduct, performance, monitoring, auditing, recording,
analyses and reporting of clinical trials. It also serves to protect the
rights, integrity and confidentiality of trial subjects. It is very important
to understand the background of the formation of the ICH-GCP guidelines as
this, in itself, explains the reasons and the need for doing so. In this paper,
we address the historical background and the events that led up to the
formation of these guidelines. Today, the ICH-GCP guidelines are used in
clinical trials throughout the globe with the main aim of protecting and
preserving human rights.
KEY
WORDS: ICH, Good clinical
practices guidelines, Quality, Safety, Efficacy and Multidisciplinary.
INTRODUCTION:
ICH is a joint
initiative involving both regulators and research – based industry
representatives of the EU,
Members
in ICH:
ICH is comprised
of representatives from the six co – sponsoring parties as well as there
observes and the International Federation Of Pharmaceutical Manufactures
Associations (IFPMA). (3)
·
The Ministry of
Health and Welfare (MHW).
The
·
EU:
The European
commission and the European federation Pharmaceutical Industries Associations
(EFPIA).
·
The Food and Drug
Administration (FDA) and the Pharmaceutical Research and Manufactures of
·
Observers:
WHO, EFTA, and
Object
of ICH:
The objective of
ICH is to increase international harmonization of technical requirements to
ensure that safe, effective and high quality medicines are developed and
required in the most efficient and cost – effective manner.
ICH Guidelines:
·
ICH has developed over 45 harmonized guidelines.
·
The ICH topics are divided into four major
categories.
Ø Quality (Q) that
is those relating to chemical and Pharmaceutical quality assurance.
Ø Safety (S) that is
those relating to in vitro and in vivo preclinical studies.
Ø Efficacy (E) that
is relating to clinical studies in human subject.
Ø Multidisciplinary
topics (M), that is cross – cutting topics which do not fit uniquely into one
of the above categories.
Table No.1 Quality topics
Q1 |
Stability |
Q2 |
Analytical
Validation |
Q3 |
Impurities |
Q4 |
Pharmacopoeias |
Q5 |
Quality of Biotechnological
products |
Q6 |
Specifications |
Q7 |
GMP for APIs |
Q8 |
Pharmaceutical development |
Q9 |
Quality Risk Management |
Q10 |
‘Quality Management’ agreed
‘in principle’ |
THE ICH:
The
international conference on harmonization of technical requirements for the
registration of Pharmaceuticals for Human Use (ICH) was established in 1990 as
a tripartite venture representing regulatory bodies and research – based
industry. The major aim of ICH is to provide a forum for constructive
discussion on the real and perceived differences in technical requirements for
the registration of new chemical entities.
Other Objectives:
To
achieve greater harmonization in the interpretation and application of
technical guidelines for the registration of mew active substances of products
obtained by biotechnology by its members.
Ø To improve the
efficiency of global drug development.
Ø To reduce
redundant studies
Ø To improve
pharmacovigilance activities and quality assurance.
DETAILS OF ICH:
ICH
thus represents 17 countries comprising 15% of the world’s population and
accounting for 90% of the us 320 billion global Pharmaceutical sales of the
year 2000. ICH regulatory authorities are among the first to evaluate new
chemical entities and new products obtained from biotechnology.
The
international federation of Pharmaceutical Manufactures Associations (IFPMA)
provides the ICH secretariat. WHO,
To
date, ICH has produced more then 45 guideline describing technical requirements
related to specific components of specialists from drug regulatory process,
drawn up by groups of the drug regulatory authorities and the Pharmaceutical
industry of the ICH countries. The scientific level of each guideline is high
and reflects state-of-the art technology. The cost related to toll
implementation of the guidelines may in some cases be considerable but it is
argued, this is offset be more rapid registration of new drugs in the ICH
countries.
The current ICH terms:
v
To maintain a forum for a constructive dialogue
between regulatory authorities and the pharmaceutical industry on the real and
perceived differences in the technical requirements for product registration in
the technical registration fro product registration in the EUI USE and Japan in
order of ensure a more timely introduction of new medicinal products and their
availability to patients
v
To contribute to the protection of public health
from an international perspective.
v
To monitor and update harmonized technical
requirements leading to a greater mutual acceptance of research and development
data.
v
To avoid divergent future requirements through
harmonization of selected topics needed as a result of therapeutic advances and
the development of new technologies fro the production of medicinal products.
v
To facilitate the adoption of new or improved
technical research and development approaches which update or replace current
practices where these permits a more economical use of human animal and material
resources, without compromising safely.
v
To facilitate the dissemination and communication of
information on harmonized guidelines and their use such for encourage the
implementation and integration of common standard.
PRODUCTION OF ICH GUIDELINE:-
The
process of production of a harmonized ICH guideline consists of several steps.
Step 1: An initial
draft of the guideline is prepared by the ENG and circulated through successive
revisions until a consensus is reached. The draft is then forwarded to the steeping
committee.
Step 2: When the
steering committee agrees that there is sufficient scientific consensus on the
technical issues for the draft guideline or recommendation to proceed to the
next stage of regulatory consultation.
Step 3: Draft
guideline leaves the ICH bodies and becomes the subject of regulatory
consultations in the three ICH regions. An opportunity is also offered to
industry associations and regulatory authorities in non-ICH countries to
comment on draft documents, which are distributed using IFPMA and who contact
lists.
Step 4: Final text of
the guideline is prepared by the EWG and submitted to the steering committee
fro adoption, which takes the form of signature by the three regulatory parties
to ICH affirming that the guideline is recommended for adoption thought the
regions.
Step 5: The tripartite harmonized text moves immediately in to
the final step of the process which is its regulatory implementation. This is
carried out according to separate national/regional procedures identical to
those that apply to the endorsement of other regulatory decisions in the EU,
The guideline was developed with consideration of the
current good clinical practices of the European Union,
This guideline should be followed when generating
clinical trial data are intended to be submitted to regulatory authorities.
The principles established in this guideline may also
be applied to other clinical investigations that may have an impact on the
safety dwell-being of human subjects.
Good Clinical Practice (GCP) is an
international ethical and scientific quality standard for designing,
conducting, recording and reporting trials that involve the participation of
human subjects. Compliance with this standard provides public assurance that
the rights, safety and well being of trial subjects are protected, consistent
with the Principles that have their origin in the Declaration of Helsinki, and
that the clinical trial data are credible.
Provides public assurance that the rights, safety and
well being of trial subjects are protected, consistent with the principles that
have their origin in the Declaration of Helsinki, and that the clinical trial
data are credible.
The
present day guidelines on Good Clinical Practice have evolved through a series
of regulations and policy formulations. The major milestones in the evolution
of GCP are as follows:
Table 2
Major Milestones in the Evolution of GCP
Federal Food and Drugs Act |
1906 |
Sulfanilamide Disaster |
1937 |
Food, Drug and Cosmetic Act |
1938 |
Durham-Humphrey Amendment |
1951 |
The Nuremberg Code |
1946 |
Thalidomide Disaster |
1962 |
Kefauver-Harris Amendments |
1962 |
Declaration of Helsinki |
1964 |
Medical Device Amendment |
1976 |
Good Clinical Practice |
1996 |
ICH - Good Clinical
Practice (GCP) |
1997 |
1. Federal Food and Drugs Act of 1906:-
The purpose
of the Federal Food and Drugs Act is to prohibit adulterated or
misbranded food or drugs from interstate commerce. The Act originally enacted
in 1906 brought "Truth in Labeling".
However, the 1906 Act was considered inadequate
because:
1.
False
statements made about a drug by a manufacturer were held by the courts not to
be misbranding.
2. The act
did not extend to cosmetics.
3. The act
did not grant the authority to ban unsafe drugs.
In 1912,
Congress cured the false statement problem and included within the definition
of misbranding false or fraudulent claims for the curative powers of drugs.
2. Sulfanilamide Disaster of 1937:-
Sulfanilamide
was widely hailed as the first of the "miracle drugs". Every
soldier was trained to sprinkle a wound with "sulfa powder" to
prevent infection. The anti-infective properties of the drug appeared
limitless. A manufacturer decided to market the drug in a liquid form for sore
throats but the problem was it does not dissolve in water or alcohol. The
chemist discovers that it dissolves in sweet tasting solvent: di ethylene
glycol- the same stuff one uses today as antifreeze in car radiators. Di
ethylene glycol had, it seems, a pleasant color-light pink- and a not
unpleasant taste. It was also, of course, a deadly poison. No clinical tests
were made prior to marketing. Presumably, some chemist somewhere must have
stuck his finger in a batch, licked off the results, and approved the taste
prior to marketing effort. There were 107 reported deaths from this product.
Predictably, new legislation was passed the following year - Food, Drug and
Cosmetic Act of 1938.
3. Food, Drug and Cosmetic Act of 1938:-
The public
furor over the sulfanilamide disaster finally resulted in a legislative demand
for safety. The new act required that drugs be adequately tested for
safety. Because all drugs are to some degree harmful infused contrary to common
sense or the manufacturer's intent, "safe" meant nontoxic when
used in accordance with the conditions set forth on the label.
The term
label is a term of art. It means "a display of written, printed, or
graphic matter upon the immediate container of any article". The law
requires that if certain information is required to be on the label of a drug,
the information must also be on the outer container or wrapper of the retail
package, or the inner label clearly visible through such outer wrapper. The law
can, for instance, require that certain information accompany a drug as part of
its labeling (a package insert) while not requiring the information to
appear on the drug's label.
This new
law, in addition to requiring proof of safety, expanded the meaning of
adulteration and misbranding that previously had been strictly construed by the
courts. Labels were now required to provide adequate directions for use to the
consumer.
4.
Durham-Humphrey Amendment of 1951:-
The
Durham-Humphrey Amendment of 1951 exempted certain drugs from the requirement
that their labeling contains adequate directions for use. These drugs, which
could be taken safely only under medical supervision, were exempted provided
they were sold pursuant to order of a licensed prescriber or administered under
a prescriber's supervision. This amendment provided that such an exempt drug,
instead of adequate directions for use, must have on its label prior to
dispensing the words or legend "Caution: Federal law prohibits
dispensing without a prescription ".
5. The
The
Nuremberg Code includes 10 principles to guide physician-investigators in
experiments involving human subjects. These principles, particularly the first
principle on "voluntary consent", primarily were based on legal
concepts because medical codes of ethics existence at the time of the Nazi
atrocities did not address consent and other safeguards for human subjects.
"Societal necessity" to protect soldiers and civilians from the
ravages of wartime conditions invoked also in the United States during World
War II and later during the cold war- was advanced by the Nazi physicians asa
justification for conducting experiments to find immediate answers to pressing
problems, but they did not offer any justification for the brutal ways in which
the research had been conducted.
The need to
define the basic principles for the conduct of human research was focused
towards patient protection and made no distinctions between research with
patient-subjects and healthy persons, be they prisoners or volunteers.
In
6.
Thalidomide Disaster of 1962:-
In 1962,
thalidomide, a sleeping pill developed and widely used abroad, was being
studied for use in the
Under
these circumstances, The Durham- Humphrey 1951 Amendment was simply inadequate
to protect the public. A series of lawsuits demonstrated that by and large
prescribers had been relying on manufacturers for their information about
drugs, and that information in some instances had been based on inadequate
testing and, in one or two celebrated cases, on deliberate falsification and
deception. This resulted in Kefauver-Harris Amendments of 1962, which addressed
the issue of effectiveness and safety.
7. Kefauver-Harris Amendments of 1962:-
These
amendments, generally referred to as the drug efficacy amendments, were in
reality much broader in scope. They provided for registration of manufacturers
and inspection of manufacturing sites, and they required an unprecedented
program of accountability from manufacturers.
1.
Before
marketing any new drug, manufacturers were required to supply:
a)
Proof
of effectiveness, and
b) Proof
of safety.
2.
Good
Manufacturing Practices, the so-called GMP, were established, and if a
manufacturer produced a drug without adhering to such practices, that drug was
considered adulterated.
3.
Prescription
drug advertising was placed under the supervision of the FDA, while the FTC
continued to supervise the advertising of over-the-counter (OTC) items.
4. The amendments established a procedure for
new drug applications and for investigational drug procedures, which required
assurances of the informed consent of the research subjects and required
reporting of adverse drug reactions. Qualifications of drug investigators were
subjected to review.
8. Declaration of
The World Medial Association (WMA) has developed the
Declaration of Helsinki as a statement of ethical principles to provide
guidance to physicians and other participants in medical research involving
human subjects. Medical research involving human subjects includes research on
identifiable human material or identifiable data.
Declaration of Helsinki was adopted by the 18th WMA
General Assembly, Helsinki, Finland, June 1964 and amended by the 29th WMA
General Assembly, Tokyo, Japan, October 1975; 35th WMA General Assembly,
Venice, Italy, October 1983; 41st WMA General Assembly, Hong Kong, September
1989; 48th WMA General Assembly, Somerset West, Republic of South Africa,
October 1996 and the 52nd WMA General Assembly, Edinburgh, Scotland, October
2000. Note of Clarification on Paragraph 29 added by the WMA General Assembly,
Washington 2002. Note of Clarification on Paragraph 30 added by the WMA General
Assembly, Tokyo 2004
The
Declaration of Geneva of the WMA binds the physician with the words, "The
health of my patient will be my first consideration", and the
International Code of Medical Ethics declares that, " A physician shall
act only in the patient's interest when providing medical care which might have
the effect of weakening the physical and mental condition of the patient".
Declaration of
9. Medical Device Amendment of 1976:-
In 1976, medical devices that
previously had been subject to control only under the general adulteration and
misbranding sections of the Food, Drug, and Cosmetic Act of 1938 (FDCA), were
subjected to extensive new requirements. In order to keep pace with a rapidly
expanding medical and scientific technology, devices were classified, and
subjected to varying degrees of control depending upon an evaluation of their
function. For the first time, the safety and effectiveness oflife-sustaining
and life-supporting devices are now required to have pre-market approval of the
FDA
10. Good Clinical Practice:-
Good
Clinical Practice is a set of guidelines for biomedical studies which
encompasses the design, conduct, termination, audit, analysis, reporting and
documentation of the studies involving human subjects. The fundamental tenet of
GCP is that in research on man, the interest of science and society should
never take precedence over considerations related to the well being of the
study subject. It aims to ensure that the studies are scientifically and
ethically sound and that the clinical properties of the pharmaceutical
substances under investigation are properly documented. The guidelines seek to
establish two cardinal principles: protection of the rights of human subjects
and authenticity of biomedical data generated.
11. ICH - Good Clinical Practice (GCP) of1997:-
The Food and Drug Administration (FDA) has published a
guideline entitled "Good
Clinical Practice: Consolidated Guideline". The guideline was
prepared under the auspices of the International Conference on Harmonization of
Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH).
The guideline is intended to define "Good Clinical Practice" and to
provide a unified ethical and scientific quality standard for designing,
conducting, recording and reporting trials that involve the participation of
human subjects. Compliance with this standard provides public assurance that
the rights, safety and well being of trial subjects are protected, consistent
with the principles that have their origin in the Declaration of Helsinki, and
that the clinical trial data are credible.
The
objective of the ICH-GCP Guidelines is to provide a unified standard for the
European Union (EU),
The
guideline was developed with consideration of the current good clinical practices
of the European Union,
These
guidelines should be followed when generating clinical trial data that are
intended to be submitted to regulatory authorities. The principles established
in this guideline may also be applied to other clinical investigations that may
have an impact on the safety and well being of human subjects.
Table 3: GCP Participants
Regulatory
Authorities |
Review submitted clinical data and conduct inspections |
The
sponsor |
Company or institution/organization which takes
responsibility for initiation, management and financing of clinical trial |
The
project monitor |
Usually
appointed by sponsor |
The
investigator |
Responsible for conduct of clinical trial at the
trial site. Team leader |
The
pharmacist at trial location |
Responsible for maintenance, storage and dispensing
of investigational products eg. Drugs in
clinical trials |
Patients |
Human
subjects |
Ethical
review board or Committee |
Appointed by Institution or if not available then the
Authoritative Health Body in that Country will be responsible. |
Committee
to monitor large trials |
overseas
Sponsors eg. Drug Companies |
THE PRINCIPLES OF ICH-GCP:
1.
Clinical
trials should be conducted in accordance with the ethical principles that have
their origin in the Declaration of Helsinki, and that are consistent with GCP
and the applicable regulatory requirement(s).
2.
Before
a trial is initiated, foreseeable risks and inconveniencies should be weighed
against the anticipated benefit for the individual trial subject and society. A
trial should be initiated and continued only if the anticipated. Benefits
justify the risks.
3.
The
rights, safety, and well being of the trial subjects are the most important
considerations and should prevail over interests of science and society.
4.
The
available non-clinical and clinical information on an investigational product
should be adequate to support the proposed clinical trial.
5.
Clinical
trials should be scientifically sound, and describes in a clear, detailed
protocol.
6.
A trial
should be conducted in compliance with the protocol that has received prior
institutional review board (IRB)/independent ethics committee (IEC)
approval/favorable opinion.
7.
The
medical care given to, and medical decisions made on behalf of, subjects should
always be the responsibility of a qualified physician or, when appropriate, of
a qualified dentist.
8.
Each
individual involved in conducting a trial should be qualified by education,
training, and experience to perform his or her respective task.
9. Freely given informed
consent should be obtained from every subject prior to clinical trial
participation.
10. All clinical trial information should be
recorded, handled, and stored in a way that allows its accurate reporting,
interpretation, and verification.
11. The confidentiality of records that could
identify subjects should be protected, respecting the privacy and
confidentiality rules in accordance with the applicable regulatory requirement(
s).
12. Investigational products should be
manufactured, handled, and stored in accordance with applicable good
manufacturing practice (GMP). They should be used in accordance with the
approved protocol.
13. Systems with procedures that assure the
quality of every aspect of the trial should be implemented.
Table 4: Reasons for GCP
Increased
Ethical Awareness |
Improved Trial
Methods |
Clinical Trial Concept
Better Understood |
Public/Political
Concern over Safety Aspects |
Frauds and
Accidents during Trials |
Growing
Research and Development Costs |
Increasing
Competition |
Mutual
Recognition of Data |
New Market Structure |
APPLICABLE GCP GUIDELINES:
The applicable GCP guidelines that govern the conduct
of Clinical trials in
1. ICH -GCP
Guidelines, 1997
2. Ethical
Guidelines for Biomedical Research on Human Subjects,
2000 (ICMR
Code)
3. Schedule
Y (Amended Version - 2005)
1) ICH-GCP Guidelines, 1997
The Food and
Drug Administration (FDA) has published a guidelines
entitled "Good Clinical Practice: Consolidated Guideline". The
guideline was prepared under the auspices of the International Conference on
Harmonization of Technical Requirements for Registration of Pharmaceuticals for
Human Use (ICH). The guideline is intended to define "Good Clinical
Practice" and to provide a unified ethical and scientific quality standard
for designing, conducting, recording and reporting trials that involve the
participation of human subjects. Compliance with this standard provides public
assurance that the rights, safety and well being of trial subjects are
protected, consistent with the principles that have their origin in the
Declaration of Helsinki, and that the clinical trial data are credible.
The objective of the ICH-GCP Guidelines is to provide a unified standard
for the European Union (EU),
The
guideline was developed with consideration of the current good clinical
practices of the European Union,
These guidelines should be followed when generating
clinical trial data that are intended to be submitted to regulatory
authorities. The principles established in this guideline may also be applied
to other clinical investigations that may have an impact on the safety and well
being of human subjects.
2) Ethical Guidelines for Biomedical Research on Human
Subjects,
2000 (ICMR Code):-
Indian
Council of Medical Research,
These
guidelines include statement of general and specific principles on research
using human subjects in biomedical research. The statement of general
principles include following principles:
Ø Principles of essentiality
Ø Principles of voluntaries, informed consent
and community agreement
Ø Principles of non-exploitation
Ø Principles of privacy and confidentiality
Ø Principles of precaution and risk
minimization
Ø Principles of professional competence
Ø Principles of accountability and
transparency
Ø Principles of the maximization of the public
interest and of distributive
justice
Ø Principles of institutional arrangements
Ø Principles of public domain
Ø Principles of totality of responsibilities
Ø Principles of compliance
The
statement of specific principles includes guidelines for clinical evaluation of
drugs, vaccines, devices, diagnostics and herbal remedies etc.
3)
Schedule Y (Amended Version - 2005):-
Schedule Y
(Amended Version - 2005) contains Indian Good Clinical Practice Guidelines.
These guidelines for clinical trials on pharmaceutical products in
The Drug
Technical Advisory Board (DTAB), the highest technical body under Drugs and
Cosmetic Act, has endorsed adoption of these GCP guidelines for streamlining
the clinical studies in
CONCLUSION:
The importance of
GCP lies in the question ‘why’ and ‘how’ GCP trials came about. To know the
answer to this, we have to look to the historical background that led to the
formulation of GCP guidelines in the
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Received on 08.04.2009
Accepted on 10.06.2009
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Research J. Pharmacology and
Pharmacodynamics 2(1): Jan. –Feb. 2010: 27-32